Black Rock Job Application – Americas Advisory Compliance Director

Website BlackRock

Job Description:

We are seeking a self-motivated Senior Compliance professional to provide compliance support to the Private Credit portfolio management team located in Santa Monica and New York. The Americas Lead for Private Credit would be a senior member of the Investments Advisory Compliance Group responsible for supporting and enhancing the compliance infrastructure. The successful candidate will need to demonstrate:

Job Responsibilities:

  • Supervision of the Americas Private Credit Compliance Advisory Team and development and maintenance of strong working relationships with the regional teams in EMEA and APAC.
  • Managing Advisory efforts with respect to applicable regulatory examinations and inspections in addition to Internal Audits.
  • Leading or participating in cross-departmental projects impacting Legal and Compliance and the business.
  • Partnering with key stakeholders including Private Credit, Legal and Compliance, Business Operations, and Risk and Quantitative Analysis (RQA), to implement and enhance a comprehensive global and regional compliance structure including monitoring and metrics.
  • Taking a lead role on advising the business on product and strategy development, providing thought leadership on the impact of new or updated regulations, responding to business inquiries, and designing and delivering bespoke training as appropriate.
  • Developing, implementing, and maintaining policies, procedures and processes to address key regulatory, compliance and reputational risks areas for the Private Credit business.
  • Providing guidance with respect to the governance framework.

Job Requirements:

  • Strong written/oral communication, organizational, and interpersonal skills
  • Ability to work as part of a team and independently in a fast-paced environment with competing priorities
  • Ability to outline a project and manage to completion while interacting with various parts of BlackRock
  • Organized and detail-oriented with strong time management and multi-tasking skills
  • Demonstrated ability to think critically, logically and analytically
  • Proficient in Microsoft Excel, Word and PowerPoint

Qualification & Experience:

  • Prior Advisory Compliance experience and/or knowledge of US federal securities laws including Investment Advisers Act a plus
  • 10-15 years of asset management compliance experience, private credit, or direct lending experience a plus
  • Previous experience managing small teams
  • Bachelor’s degree required

Job Details:

Company: BlackRock

Vacancy Type: Full Time

Job Location: Los Angeles, CA, US

Application Deadline: N/A

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