Key Individual in Aluma Capital ZA Pretoria,Gauteng,SouthAfrica

Website Aluma Capital ZA

Jobsfunter is listing this job opening under Aluma Capital ZA in Pretoria,Gauteng,SouthAfrica 2022 exclusively on jobsfunter.com

About the job

Aluma is looking for someone who will take responsibility for managing and overseeing activities related to the rendering of financial services as a Category I and Category II FSP. Someone who will ensure the firm complies with applicable laws and statutory obligations.

Duties:

  • Ensures the FSP has Policies & Procedures in place.
  • Ensures compliance with the General Code of Conduct and Fit & Proper Requirements.
  • Fulfills contractual obligations as per the agreement in place.
  • Manages and oversees the Firm’s team members rendering the FSP’s financial services, including those persons under supervision.
  • Ensures business processes are in place and the Firm’s operational ability is sustainable.
  • Ensures the firm complies with applicable laws and statutory obligations.

Skills and Attributes:

  • Sectoral experience and attention to detail.
  • Excellent organizational, multi-tasking and time management skills with demonstrated ability to work efficiently and meet tight deadlines.
  • Strong interpersonal skills and ability to work effectively with large, culturally diverse teams at all levels.
  • Excellent oral and written communication skills in English are required, including a demonstrated ability to communicate ideas clearly and confidently.
  • Computer literate
  • Excellent knowledge of financial markets and instruments.
  • Self-starter and initiator.
  • Honesty and integrity.
  • Competitive and creative, as well as results orientated.
  • Strong management skills.

Requirements:

  • Undergraduate degree, preferred.
  • Minimum NQF Level 5 in Finance, Business and/or Wealth Management.
  • Minimum 5 years’ FSP management experience.
  • Must be able to act as KI for a Cat 1 and 2 FSP.
  • RE1, RE5 and RE3 Exams required.
  • Class of Business if not exempt.
  • CPD required.

Company: Aluma Capital ZA

Vacancy Type: Full Time 

Job Location: Pretoria,Gauteng,SouthAfrica

Application Deadline: N/A

Apply Here

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